Sfc circular on instant messaging

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Web28 Dec 2024 · A complete ban of any form of unmonitored instant messaging; Restricting messaging apps and specifying which can be used; Implementing software solutions that work with instant messaging platforms to allow monitoring and data retention (e.g. LeapXpert Federated Messaging Orchestration Platform). Options For Company Instant … Web13 Sep 2024 · This circular sets out the requirements to be observed for obtaining express consent from individual clients as ... and/or the Securities and Futures Commission (SFC) under the HKIDR and OTCR. Such consent may be obtained by written and signed acknowledgement on paper, or by electronic means (which may include, for example, by …

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Web(Internal Control Guidelines), Circular to All Licensed Corporations on Alerts for Ransomware Threats issued on 15 May 2024, Circular to Intermediaries on Receiving Client Orders … Web1 to the Circular, AIs should observe the following FAQs, and adopt the principles and requirements to the extent applicable: FAQ 3: investment-linked assurance scheme … godrej washing machine cover

e-Distribution - SFC

Web11 Oct 2024 · We have compiled the following chronology table which serves as a quick reference point to track the circulars and guidance published by HK financial services regulators in relation to COVID-19. We will update the table regularly. Kindly note that the table is not intended to capture all regulatory publications on an exhaustive basis. Web6 Apr 2024 · SFC sets out new regulatory approach for virtual assets (1 November 2024) Circular to intermediaries on compliance with notification requirements (1 June 2024) … WebYou need to enable JavaScript to run this app. e-Distribution. You need to enable JavaScript to run this app. godrej washing machine dealers in chennai

Hong Kong Regulatory Update: SFC’s significant sanction against …

SFC Extends Deadline for Implementing Regulatory Expectations

Web10 Feb 2024 · On 28 January 2024, Hong Kong’s Securities and Futures Commission (SFC) reprimanded and fined Citigroup Global Markets Asia Limited (CGMAL) HK$348.25 million for serious regulatory breaches and internal control failures in relation to the issuance of misleading indications of interest 1 (IOIs) and misrepresentations given to institutional … Web8 Feb 2024 · In 2024, the SFC created a new regime for virtual asset service providers (VASPs), effectively allowing cryptocurrency exchanges to opt in to regulation, by listing at least one security token on their platform and thereby bringing themselves within scope of existing security regulation. In doing so, the exchange would also be expected to abide ... godrej washing machine dryer motor priceWeb11 Mar 2024 · WeChat promises free, crystal clear voice and video calls along with individual and group instant messaging.. It also offers multimedia messaging, group chat and calls, sticker galleries, your own … booking my 4th covid jab

"Web4 May 2024 · The Hong Kong Securities and Futures Commission (SFC) has responded to a growing volume of enquiries from the securities industry about the receipt of client orders … " - Sfc circular on instant messaging

Sfc circular on instant messaging

WebHong Kong – SFC issues circular on receiving client orders through instant messaging services On 4th May 2024, the SFC issued a circular to intermediaries on the use of … Web7 Nov 2024 · The SFC circular relates to regulatory records. Those are broadly defined as records or documents relating to the carrying on of the regulated activity for which (the company) is licensed. The circular additionally describes procedures related to “relevant information”, i.e., client data and information relevant to the firm’s business operations.

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WebIn April 2024, we issued a circular and thematic report to highlight the key areas of concern and good practices noted during a thematic review of alternative liquidity pools (ALPs) … Web25 Feb 2024 · View PDF. Authored by: Su Cheen Chuah and Joey Lee On 28 January 2024, the Hong Kong Securities and Futures Commission (SFC) and the Hong Kong Monetary Authority (HKMA) issued a joint circular on intermediaries’ virtual asset-related activities (Joint Circular), which supersedes the SFC’s circular to intermediaries on the distribution …

Web22 Dec 2024 · Why the SFC. Join us as an experienced professional. Current Openings; Join us as a Graduate Trainee. Graduate Trainee Programme; Join us as an Intern. Summer … WebInstant Messaging (IM) Application Circular On 4th May 2024, SFC issued a circular providing guidance on the measures and controls which intermediaries need to establish …

Web13 Sep 2024 · This circular sets out the requirements to be observed for obtaining express consent from individual clients as required under paragraphs 5.6(p) and 5.7(h) 1 of the … Web3 Mar 2024 · In May 2024, SFC issued a circular, which includes suggested controls for intermediaries using instant messaging (IM) applications, such as WhatsApp. …

Web4 Oct 2024 · Appendix A to this circular provides operational resilience standards and required implementation measures which supplement the SFC’s existing guidance. … booking myanmar flights onlineWeb5 Feb 2024 · The SFC’s latest circular adds that SFC-licensed intermediaries are expected to remain focused on internal controls and risk management to ensure financial and … godrej washing machine e4 errorWebResponse to SFC guidance on use of instant messaging The Securities and Futures Commission (SFC) issued a circular to provide guidance on the key controls and procedures which intermediaries are... bookingmvp.comWeb7 May 2024 · The securities regulator in Hong Kong issued guidance for intermediaries who use instant messaging apps to take orders from customers. The use of such communications channels is increasing rapidly. finews.ch; finews.com; Where Finance Meets. ... SFC Acts on Instant Messaging for Finance Ops Julia Leung, SFC Hong Kong. … booking my booster shot in bcWeb28 May 2024 · The circular, published on May 4, was issued in response to the rising use of instant messaging for communications among traders and their brokers. The SFC has … booking my accountWebHong Kong – SFC issues circular on receiving client orders through instant messaging services On 4th May 2024, the SFC issued a circular to intermediaries on the use of instant messaging services such as Whatsapp and WeChat … booking musiciansWebSFC's Circular to Intermediaries – Receiving Client Orders through Instant Messaging[7] dated 4 May 2024 2024 Circular ) in relation to record keeping, security and reliability, compliance monitoring and establishing internal policies and procedures are observed. booking my driving practical test